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Sunggeun Kim

Nylife Securities LLC

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About Sunggeun Kim

Sunggeun Kim is a financial advisor based in FRISCO, TX. Sunggeun is registered with Nylife Securities LLC and has been in the industry since July 11, 2018. Sunggeun holds the Series 6, Series 7TO, Series 63 and SIE licenses. Sunggeun Kim is currently licensed in Texas.

Firm Information

Sunggeun Kim is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sunggeun Kim’s Registration & Firm History

TX

07/12/2018 - Present

Nylife Securities LLC (FRISCO TX)

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Licenses & Designations

BC

Issued 09/21/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/05/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sunggeun Kim.
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