Unclaimed
Sung Y Chung is a registered Investment Advisor Representative with Pruco Securities, LLC in New York, NY. Sung has been in the industry since 2003. Sung has a strong track record of success in the financial services industry, with experience in providing investment advice to individuals, corporations and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NY
07/24/2024 - Present
Pruco Securities, LLC (New York NY)
NY
07/28/2015 - 07/01/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/08/2012 - 02/19/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/16/2003 - 10/08/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 05/30/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/04/2024
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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