Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sung? Claim Your ProfileSung Shin is an active investment advisor representative, registered in New Jersey and New York, with over 20 years of experience in the financial services industry. Sung is currently affiliated with Osaic Wealth, Inc. and previously worked for Woodbury Financial Services, Inc., Capital One Investing, LLC, Capital One Investment Services LLC, Chase Investment Services Corp., EchoTrade LLC, Hold Brothers On-Line Investment Services L.L.C., Assent LLC, Pershing LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Sung holds Series 7, 55, 57TO, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/19/2024 - Present
Osaic Wealth, Inc. (BROOKLYN NY)
NY
07/11/2018 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (BROOKLYN NY)
NY
01/02/2015 - 07/11/2018
CAPITAL ONE INVESTING, LLC (BROOKLYN NY)
NY
09/14/2012 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (BROOKLYN NY)
NJ
07/06/2007 - 09/05/2012
CHASE INVESTMENT SERVICES CORP. (EDGEWATER NJ)
AZ
11/09/2006 - 05/30/2007
ECHOTRADE LLC (PHOENIX AZ)
NJ
06/26/2006 - 11/01/2006
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (ENGLEWOOD CLIFFS NJ)
AZ
04/20/2006 - 06/27/2006
ECHOTRADE LLC (PHOENIX AZ)
IL
03/31/2004 - 08/22/2005
ASSENT LLC (BOLINGBROOK IL)
NJ
03/31/2003 - 09/09/2003
PERSHING LLC (JERSEY CITY NJ)
NJ
05/29/2002 - 06/18/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 01/25/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sung Shin is the right advisor for you? Invested Better is here to help.
