Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sung? Claim Your ProfileSung Ki Lee is a financial advisor with Cetera Advisor Networks LLC and has been in the industry since October 29, 1997. Sung Ki Lee is registered with the state of California and is also FINRA registered. Sung Ki Lee previously worked at Tower Square Securities, Inc. in Los Angeles, CA and WMA Securities, Inc. in Duluth, GA. Sung Ki Lee has passed the Securities Industry Essentials Examination (SIE), the Uniform Securities Agent State Law Examination (Series 63), and the Investment Company Products/Variable Contracts Representative Examination (Series 6).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/03/2013 - Present
Cetera Advisor Networks LLC (LOS ANGELES CA)
CA
07/27/1998 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (LOS ANGELES CA)
GA
10/30/1997 - 08/10/1998
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 07/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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