Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sung hoon? Claim Your ProfileSung hoon Pyon is a financial advisor who is registered with Thrivent Investment Management Inc. Sung hoon has been in the financial services industry since 2011 and is a registered representative in 51 states, and an investment advisor representative in 4 states. Sung hoon has a Series 6, 7 and 63 license. Sung hoon has worked for a number of firms including Morgan Stanley, E*TRADE Securities LLC, TD Ameritrade, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sung hoon offers financial planning, portfolio management for individuals, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
11/27/2023 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
CA
03/23/2023 - 08/15/2023
MORGAN STANLEY (San Diego CA)
CA
06/19/2019 - 08/15/2023
E*TRADE SECURITIES LLC (San Diego CA)
CA
08/10/2016 - 06/17/2019
TD AMERITRADE, INC. (SAN FRANCISCO CA)
CA
04/15/2015 - 03/31/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
04/05/2013 - 04/20/2015
MML INVESTORS SERVICES, LLC (SAN FRANCISCO CA)
CA
03/24/2011 - 03/06/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
IA
Issued 11/01/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/23/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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