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Sung Ho Cha

Nylife Securities LLC

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About Sung Ho Cha

Sung Ho Cha is a registered representative with Nylife Securities LLC. Sung has been in the industry since May 15, 2022. Sung is licensed in California, Nevada and Washington. Sung holds the Series 63, Series 6TO and SIE licenses. Sung is associated with the San Jose, CA branch office of Nylife Securities LLC.

Firm Information

Sung Cha is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sung Cha’s Registration & Firm History

CA

05/16/2022 - Present

Nylife Securities LLC (SAN JOSE CA)

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Licenses & Designations

BC

Issued 07/16/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/26/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sung Ho Cha.
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