Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sung eun? Claim Your ProfileSung eun Kim is a registered representative with Northwestern Mutual Investment Services, LLC. Sung eun is licensed in California and has passed the Series 7TO, SIE and Series 63 exams. Sung eun is an active member of the industry and has been active since June 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
06/08/2023 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
BC
Issued 07/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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