Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sundance? Claim Your ProfileSundance Brennan is a registered representative with Finalis Securities LLC. Sundance is licensed in Texas. Sundance has passed the Series 63, Series 65, Series 7TO, and SIE exams. Sundance began their career in the securities industry on August 18, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/19/2023 - Present
Finalis Securities LLC (New York NY)
BC
Issued 06/10/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/14/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/01/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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