Unclaimed
Sun tae Kim is a registered representative with Triad Securities Corp. Sun tae Kim is licensed to conduct securities business in New Jersey and New York. Sun tae Kim has been in the securities industry since March 13, 2011 and holds the Series 7, Series 55, Series 63, Series 57TO, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/14/2011 - Present
Triad Securities Corp. (NEW YORK NY)
BC
Issued 07/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Sun tae Kim is the right advisor for you? Invested Better is here to help.