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Sun tae Kim

Triad Securities Corp.

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About Sun tae Kim

Sun tae Kim is a registered representative with Triad Securities Corp. Sun tae Kim is licensed to conduct securities business in New Jersey and New York. Sun tae Kim has been in the securities industry since March 13, 2011 and holds the Series 7, Series 55, Series 63, Series 57TO, Series 99TO and SIE licenses.

Firm Information

Sun tae Kim is currently registered with Triad Securities Corp.. Triad Securities Corp. is a Corporation registered in 41 states and the SEC. It was formed on July 13, 1976.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sun tae Kim’s Registration & Firm History

NY

03/14/2011 - Present

Triad Securities Corp. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/11/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/2013

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/12/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sun tae Kim.
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