Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sun-kyung? Claim Your ProfileSun-kyung Bae is a financial advisor with Wells Fargo Clearing Services, LLC, located in ST. LOUIS, MO. Sun-kyung has been in the financial industry since 1997 and has experience with a variety of firms, including UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., BA Investment Services, Inc., and Seafirst Investment Services, Inc. Sun-kyung is licensed to conduct securities business in North Carolina. Sun-kyung specializes in providing investment consulting services to institutional clients, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/10/2023 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NJ
10/09/2015 - 08/08/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
08/03/2011 - 09/18/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
05/17/2005 - 05/09/2011
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MA
12/05/2000 - 11/04/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
12/03/1997 - 01/15/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WA
05/22/1997 - 07/01/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
BC
Issued 05/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2018
Series 24 - General Securities Principal Examination
BC
Issued 02/02/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/19/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sun-kyung Bae is the right advisor for you? Invested Better is here to help.
