Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sun? Claim Your ProfileSun Yung is a financial professional with over 20 years of experience in the industry. Sun has a strong background in investment banking and has worked for several prominent firms, including Oppenheimer & Co. Inc. and Deutsche Bank Securities Inc. Sun is currently registered with BA Securities, LLC, and holds Series 7, 79TO and SIE licenses. Sun is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/10/2018 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
CO
05/21/2010 - 04/10/2018
HEADWATERS BD, LLC (DENVER CO)
CT
04/23/2010 - 05/03/2010
ALADDIN CAPITAL LLC (STAMFORD CT)
NY
05/01/2008 - 02/03/2009
COLLINS STEWART LLC. (NEW YORK NY)
NY
09/21/2006 - 05/01/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/08/2005 - 09/08/2006
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
05/23/2001 - 05/10/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/17/1995 - 02/22/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sun Yung is the right advisor for you? Invested Better is here to help.
