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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sun ho? Claim Your ProfileSun ho Ma is a financial advisor currently registered with Morgan Stanley. Sun ho Ma is also registered as an investment advisor in Connecticut. Sun ho Ma has been in the industry since January 6, 2017. Prior to joining Morgan Stanley, Sun ho Ma was employed by WADDELL & REED, a company they left on May 5, 2017. Sun ho Ma is licensed to conduct business in a number of states, including Connecticut, Texas and Massachusetts. Sun ho Ma has passed the Series 66, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
03/26/2020 - Present
Morgan Stanley (Worcester MA)
CT
12/01/2016 - 05/05/2017
WADDELL & REED (HAMDEN CT)
BOTH
Issued 12/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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