Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sumner? Claim Your ProfileSumner M. Parham has been in the financial services industry since January 18, 2006. Sumner currently works with First Citizens Investor Services, Inc. and has been registered with them since April 12, 2016. Prior to joining First Citizens Investor Services, Inc., Sumner was registered with Capital Investment Group, Inc., Cape Fear Securities, Inc., LPL Financial LLC and Edward Jones. Sumner has a strong track record of success and is committed to providing clients with personalized financial advice. Sumner holds Series 63, 66, 7 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
04/12/2016 - Present
First Citizens Investor Services, Inc. (RALEIGH NC)
NC
09/18/2015 - 03/11/2016
CAPITAL INVESTMENT GROUP, INC. (MOREHEAD CITY NC)
NC
10/05/2011 - 09/18/2015
CAPE FEAR SECURITIES, INC. (MOOREHEAD NC)
NC
09/03/2010 - 10/06/2011
LPL FINANCIAL LLC (MOREHEAD CITY NC)
NC
01/16/2006 - 09/07/2010
EDWARD JONES (MOREHEAD CITY NC)
BOTH
Issued 12/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sumner Parham is the right advisor for you? Invested Better is here to help.
