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Summi Sardana

Pruco Securities, LLC

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About Summi Sardana

Summi Sardana is a registered representative with Pruco Securities, LLC. Summi Sardana has been in the securities industry since November 29, 2005. Summi Sardana is also registered with the state of New Jersey and New York. Summi Sardana has passed the Securities Industry Essentials Examination (SIE), the Series 6 and the Series 63 exams.

Firm Information

Summi Sardana is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Summi Sardana’s Registration & Firm History

NJ

03/03/2020 - Present

Pruco Securities, LLC (ISELIN NJ)

NJ

04/25/2007 - 01/25/2019

PRUCO SECURITIES, LLC. (ISELIN NJ)

NY

09/30/2004 - 04/01/2005

DREYFUS SERVICE CORPORATION (NEW YORK NY)

NJ

10/16/2001 - 10/14/2003

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 01/04/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Summi Sardana.
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