Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Summer? Claim Your ProfileSummer Dawn Pendleton is a financial advisor registered with Ameriprise Financial Services, LLC in Bismarck, ND and Evanston, WY. Summer is also registered with the state of North Dakota and Wyoming. Summer has been in the financial services industry for 7 years and has experience with Ameriprise Financial Services, LLC and WELLS FARGO CLEARING SERVICES, LLC. Summer holds the Series 6, 7, 63, 65, 66, and SIE licenses. Summer has a strong focus on financial planning and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ND
12/01/2023 - Present
Ameriprise Financial Services, LLC (Bismarck ND)
ND
07/02/2012 - 03/07/2019
WELLS FARGO CLEARING SERVICES, LLC (BISMARCK ND)
BOTH
Issued 11/20/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/31/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/16/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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