Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Summer? Claim Your ProfileSummer Fischer-tom is a financial professional registered with Axos Clearing LLC in Omaha, Nebraska. Summer has been in the industry since February 11, 2005. Summer holds the following licenses: Series 63, Series 24, SIE and Series 7. Summer is also registered in New Jersey. Summer was previously registered with UBS Financial Services Inc. and Pershing LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
12/22/2023 - Present
Axos Clearing LLC (Omaha NE)
NJ
06/28/2016 - 01/27/2020
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
03/13/2001 - 06/20/2016
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 08/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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