Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sumit? Claim Your ProfileSumit Sharma is a financial professional with over 6 years of experience in the industry. Sumit is currently registered with Fidelity Brokerage Services LLC in Boston, MA. Sumit has a Series 7, Series 63 and SIE. Sumit previously worked for Fidelity Distributors Company LLC in Smithfield, RI. Sumit is licensed in 53 states and is a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
09/04/2020 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
RI
03/30/2017 - 06/02/2020
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
BC
Issued 04/19/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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