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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sumit? Claim Your ProfileSumit Mehta is a financial advisor with over 20 years of experience in the financial services industry. Sumit is registered as an Investment Advisor Representative (IAR) in California and Texas and is currently employed by Pure Financial Advisors, LLC. Previously, Sumit held positions at J.P. Morgan Securities LLC, Susquehanna Financial Group, LLLP, UBS Securities LLC, Raymond James & Associates, Inc., Growth Capital Services, Inc., and Seedchange Execution Services Inc. Sumit is also the CEO of MIP Inc., a Denver based business and Managing Partner of Emerald Ventures, a personal investment vehicle. Sumit Mehta is a Series 63, 65, and 7 licensed financial advisor. Sumit's specializations include providing financial planning, pension consulting, educational seminars, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/21/2024 - Present
Pure Financial Advisors, LLC (SAN DIEGO CA)
DE
05/17/2018 - 08/25/2021
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
CA
10/31/2017 - 05/02/2018
SEEDCHANGE EXECUTION SERVICES INC. (SAN FRANCISCO CA)
IL
07/13/2015 - 09/21/2016
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
06/30/2010 - 08/02/2012
SUSQUEHANNA FINANCIAL GROUP, LLLP (CHICAGO IL)
IL
11/11/2003 - 05/19/2010
UBS SECURITIES LLC (CHICAGO IL)
FL
04/20/1998 - 01/25/2001
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
IA
Issued 05/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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