Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sumit? Claim Your ProfileSumit Gutgutia is a registered representative with Deutsche Bank Securities Inc. Sumit has been in the industry since August 26, 2009 and has a strong background in investments. Sumit holds the Series 4, 7, 16 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
08/27/2009 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
BC
Issued 12/16/2014
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/26/2009
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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