Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sumiko? Claim Your ProfileSumiko Chung is a financial advisor with over 20 years of experience in the financial services industry. Sumiko joined Fidelity Personal And Workplace Advisors in 2018 and has worked for several firms throughout their career. Sumiko has a wide range of experience in financial planning, portfolio management, and investment advice. Sumiko is dedicated to helping clients achieve their financial goals, and they strive to build strong relationships with each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
05/13/2020 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
CA
08/31/2004 - 08/09/2010
CHARLES SCHWAB & CO., INC. (TORRANCE CA)
MA
05/05/2004 - 07/28/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
TX
08/03/2000 - 04/07/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 08/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/21/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Sumiko Chung is the right advisor for you? Invested Better is here to help.
