Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sumeru? Claim Your ProfileSumeru Sapkota is a financial advisor who is currently registered with Keybanc Capital Markets Inc. Sumeru has been in the industry since March 10, 2022. Sumeru holds the Series 63, Series 79TO, and SIE licenses. Sumeru is registered in North Carolina. Prior to working at Keybanc Capital Markets Inc., Sumeru worked at Guggenheim Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/16/2022 - Present
Keybanc Capital Markets Inc. (CHARLOTTE NC)
NY
03/02/2022 - 05/06/2022
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 05/31/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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