Unclaimed
Sumeet Sagoo is a registered representative of Santander US Capital Markets LLC. Sumeet has been in the financial services industry since August 7, 2012. Sumeet has held previous positions at Santander Investment Securities Inc., HSBC Securities (USA) Inc., SunTrust Robinson Humphrey, Inc., Wells Fargo Securities, LLC, and Deutsche Bank Securities Inc. Sumeet is licensed to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
03/25/2021 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
10/08/2019 - 12/31/2020
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
01/23/2019 - 07/11/2019
SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)
NY
05/14/2014 - 10/05/2018
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
10/12/2010 - 04/23/2013
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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