Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sumeet? Claim Your ProfileSumeet Mahtani is a financial professional registered with Cowen And Co. Sumeet has been in the industry since February 2017 and is located in the Lake Mary, Florida branch office of Cowen And Co. Sumeet holds the SIE and Series 99 licenses. Sumeet was previously employed by COWEN EXECUTION SERVICES LLC from February 2017 to July 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
04/27/2020 - Present
Cowen AND Co. (LAKE MARY FL)
FL
02/22/2017 - 07/06/2020
COWEN EXECUTION SERVICES LLC (LAKE MARY FL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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