Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sumeet? Claim Your ProfileSumeet Mehra is a financial advisor at UBS Financial Services Inc. Sumeet has been working in the industry since December 4, 2022. Sumeet is registered with FINRA and is a licensed agent in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Sumeet specializes in providing financial planning, portfolio management, and other investment advisory services to a variety of clients, including individuals, businesses, and institutions. Sumeet holds Series 63, 86, 87, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
12/05/2022 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
BC
Issued 01/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/01/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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