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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sumeer? Claim Your ProfileSumeer Dewan is a financial advisor with over 16 years of experience in the industry. Sumeer has a strong track record of success working with individuals, families, and institutions. Sumeer is currently registered with Morgan Stanley and previously worked at E*TRADE SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Sumeer has a broad range of experience in the financial services industry. Sumeer holds Series 7, Series 99TO and SIE licenses. Sumeer specializes in providing a variety of services, including investment advice, financial planning, and asset allocation. Sumeer is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
07/14/2022 - Present
Morgan Stanley (Jersey City NJ)
NJ
09/30/2016 - 06/03/2024
E*TRADE SECURITIES LLC (Jersey City NJ)
NJ
11/19/2015 - 09/30/2016
E*TRADE CLEARING LLC (Jersey City NJ)
NJ
06/11/2014 - 11/19/2015
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
03/29/2011 - 06/11/2014
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NY
12/08/2006 - 03/01/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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