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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sumaya? Claim Your ProfileSumaya Musa has been in the financial services industry since 1993. She is currently a Registered Representative at UBS Financial Services Inc., where she has been employed since March 2016. Sumaya Musa has a long history of working with individuals, families, and businesses to achieve their financial goals. Sumaya Musa is a licensed Series 7, 6, and 63, and she is also a registered Investment Advisor Representative. Sumaya Musa has a broad range of experience in the financial services industry and is dedicated to providing her clients with the best possible service. She is committed to helping her clients understand their financial goals and develop a plan to achieve them. Sumaya Musa believes that financial planning is an ongoing process, and she is committed to providing her clients with the support they need to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
03/31/2016 - Present
UBS Financial Services Inc. (Hallandale Beach FL)
PR
08/10/2007 - 08/29/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
PR
07/16/1999 - 08/16/2007
CITIGROUP GLOBAL MARKETS INC. (HATO REY PR)
PR
08/04/1999 - 10/22/1999
CITICORP FINANCIAL SERVICES CORPORATION (SAN JUAN PR)
PR
10/18/1993 - 07/14/1997
CITICORP FINANCIAL SERVICES CORPORATION (SAN JUAN PR)
BOTH
Issued 03/14/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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