Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sumant? Claim Your ProfileSumant Kulkarni is a registered representative with Canaccord Genuity LLC. Sumant has been in the securities industry since January 24, 2005. Sumant has passed the Series 7, Series 63, Series 86 and Series 87 exams. Sumant is currently registered in New York. Previously, Sumant was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Jefferies & Company, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/10/2017 - Present
Canaccord Genuity LLC (NEW YORK NY)
NY
02/16/2006 - 05/09/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/25/2004 - 12/16/2005
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BC
Issued 11/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/15/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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