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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sumana? Claim Your ProfileSumana Kar is a financial advisor who has been in the industry since 2014. Sumana is currently registered with Morgan Stanley and is licensed to provide investment advice in California and Texas. Previously, Sumana Kar was employed by J.P. MORGAN SECURITIES LLC and SAGEPOINT FINANCIAL, INC. Sumana is also a licensed Series 6, 7, 63, and 65 representative as well as a SIE exam holder. Sumana offers a range of services including financial planning, pension consulting, portfolio management for businesses, individuals and investment companies. Sumana also provides asset allocation advice, educational seminars, and selection of other advisors. Sumana Kar is based in Irvine, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/10/2020 - Present
Morgan Stanley (Irvine CA)
CA
09/01/2015 - 09/13/2017
J.P. MORGAN SECURITIES LLC (FOUNTAIN VALLEY CA)
CA
05/28/2015 - 07/17/2015
SAGEPOINT FINANCIAL, INC. (NEWPORT BEACH CA)
CA
06/07/2013 - 12/31/2014
SAGEPOINT FINANCIAL, INC. (IRVINE CA)
IA
Issued 11/02/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/06/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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