Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suman? Claim Your ProfileSuman Margaret Koshy is a financial advisor registered with Transamerica Capital, Inc. in Denver, Colorado. Suman has been in the financial industry since October 2, 2000. Suman holds the Series 7, 9, 10, and 63 licenses. Suman has been registered with the state of Colorado since October 10, 2018. Previously, Suman worked at CHARLES SCHWAB & CO., INC. in Lone Tree, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/10/2018 - Present
Transamerica Capital, Inc. (DENVER CO)
CO
12/10/1998 - 12/15/2016
CHARLES SCHWAB & CO., INC. (LONE TREE CO)
BC
Issued 11/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/10/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/15/2016
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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