Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suma? Claim Your ProfileSuma Gautam is a financial professional with experience in the financial services industry. Suma currently works with Fidelity Brokerage Services LLC and National Financial Services LLC. Suma is registered with FINRA and holds the Series 99 and SIE licenses. Suma is a dedicated and experienced professional who is committed to providing excellent service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
01/04/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
MA
12/17/2018 - 03/30/2021
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
BC
Issued 12/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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