Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sultana? Claim Your ProfileSultana Sultani is a financial advisor with over 12 years of experience in the financial services industry. Sultana has a strong background in providing comprehensive financial planning and investment management services to individuals, families, and businesses. Sultana is currently registered with J.P. Morgan Securities LLC and is located in Greensboro, North Carolina. Sultana is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals. She holds several industry licenses and certifications, including Series 7, Series 6, and Series 63. Sultana has previously worked with other leading financial firms such as Truist Investment Services, Inc., UnionBanc Investment Services, LLC, Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NC
12/21/2022 - Present
J.p. Morgan Securities LLC (Greensboro NC)
NC
03/17/2022 - 07/25/2022
TRUIST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
CA
06/05/2019 - 06/10/2020
J.P. MORGAN SECURITIES LLC (FALLBROOK CA)
CA
11/02/2018 - 04/11/2019
UNIONBANC INVESTMENT SERVICES, LLC (SAN DIEGO CA)
CA
08/11/2016 - 10/19/2018
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
VA
05/14/2013 - 07/31/2015
SUNTRUST INVESTMENT SERVICES, INC. (HAYMARKET VA)
VA
07/16/2010 - 04/09/2013
WELLS FARGO ADVISORS, LLC (CHANTILLY VA)
CA
04/23/2010 - 07/20/2010
WELLS FARGO INVESTMENTS, LLC (CARLSBAD CA)
CA
10/15/2008 - 05/10/2010
WELLS FARGO ADVISORS, LLC (CARLSBAD CA)
BC
Issued 10/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/14/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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