Unclaimed
Sukhvir Pahal is a registered representative with Scotia Capital (usa) Inc. located in Houston, Texas. Sukhvir has passed the Series 63, Series 79TO and SIE exams and is registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/08/2024 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
BC
Issued 01/18/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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