Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sukhvinder? Claim Your ProfileSukhvinder Thiara is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. with over 12 years of experience in the financial services industry. Sukhvinder is licensed in multiple states, including California, Texas, Arizona, Arkansas, Idaho, Illinois, Maryland, Nevada, New Jersey, New Mexico, New York, Oregon, Pennsylvania, Washington and Wyoming. Sukhvinder is a Series 66, Series 7 and SIE licensed professional. Sukhvinder specializes in providing investment advisory services, portfolio management for individuals and businesses, pension consulting, educational seminars and selection of other advisers. In addition to Sukhvinder's work at Merrill Lynch, Sukhvinder is a 25% partner in Thiara Agribusiness, a family farming business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/20/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STOCKTON CA)
BOTH
Issued 12/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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