Unclaimed
Sukhjinder Singh Thind is a financial advisor who has been working in the industry since January 20, 2016. Sukhjinder is currently registered with Ameriprise Financial Services, LLC and holds Series 7, SIE and Series 66 licenses. Sukhjinder has been with Ameriprise Financial Services, LLC since September 28, 2016, and prior to that worked at AXA ADVISORS, LLC. Sukhjinder has a real estate license as well and is currently registered in California as both a broker-dealer and an investment advisor. Sukhjinder provides financial planning, asset allocation services, educational seminars, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/28/2016 - Present
Ameriprise Financial Services, LLC (Glendale CA)
CA
08/20/2014 - 04/27/2015
AXA ADVISORS, LLC (LOS ANGELES CA)
BOTH
Issued 02/25/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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