Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sujatha? Claim Your ProfileSujatha Aravinda Srinivasan is a financial professional with over two decades of experience in the industry. Sujatha has held a Series 7 and Series 63 license since 2001, as well as a Securities Industry Essentials license since 2018. Sujatha currently works at Vanguard Marketing Corp. as a registered representative. Previously, Sujatha worked for Goldman Sachs & Co. LLC for over 20 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/25/2023 - Present
Vanguard Marketing Corp. (MALVERN PA)
NY
10/10/2001 - 04/27/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 05/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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