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Sujata Hingorani Parikh

Capital Client Group, Inc.

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About Sujata Hingorani Parikh

Sujata Hingorani Parikh is a financial professional with over 13 years of experience in the industry. Sujata has held previous roles at Blackrock Investments, LLC, Lazard Asset Management Securities LLC, Van Eck Securities Corporation, and UBS Financial Services Inc. Sujata is currently registered with Capital Client Group, Inc. in California. Sujata specializes in providing investment advice and portfolio management services.

Firm Information

Sujata Parikh is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Sujata Parikh’s Registration & Firm History

CA

09/03/2021 - Present

Capital Client Group, Inc. (Los Angeles CA)

NY

05/25/2018 - 08/05/2021

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

NY

01/02/2014 - 05/23/2018

LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)

NY

06/15/2012 - 12/10/2013

VAN ECK SECURITIES CORPORATION (NEW YORK NY)

NJ

01/29/2010 - 06/04/2012

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 05/11/2011

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/16/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/25/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/10/2014

Series 31 - Futures Managed Funds Examination

BC

Issued 01/28/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sujata Hingorani Parikh.
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