Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suihock? Claim Your ProfileSuihock Goy is a registered investment advisor representative with NI Advisors, Inc. Suihock has been in the financial services industry since 1998 and is registered with the following states: Arizona, California, Connecticut, Florida, Georgia, Idaho, Maine, Maryland, Massachusetts, Michigan, Missouri, Nevada, New Hampshire, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, Utah, Virginia, and Washington. Suihock holds the following licenses: Series 63, 65, 66, 7, 14, 24, 27, 53, SIE, and 99TO. Suihock offers investment advisory services, financial planning, and portfolio management for individuals. Suihock is also involved in life, health, and property & casualty insurance business under NI Advisors DBA NI Insurance Agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Share fees with third party asset managers
1
2
CA
02/25/2020 - Present
NI Advisors (MILPITAS CA)
CA
12/17/2003 - 09/08/2005
WHITE PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)
CA
10/23/2003 - 01/02/2004
PMB SECURITIES CORP. (NEWPORT BEACH CA)
NY
05/15/1998 - 10/16/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
01/28/1998 - 06/25/1998
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
BOTH
Issued 09/06/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/20/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/14/2005
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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