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Suhnghun Seong

ACE Diversified Capital, Inc.

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About Suhnghun Seong

Suhnghun Seong is a financial advisor with ACE Diversified Capital, Inc. in Los Angeles, CA. Suhnghun has been in the financial services industry since 2002. Suhnghun has passed the Series 7, Series 63, and SIE exams. Suhnghun is registered with FINRA and the state of California. Suhnghun was previously employed at ETECH SECURITIES, INC. and HANMI SECURITIES, INC.

Firm Information

Suhnghun Seong is currently registered with ACE Diversified Capital, Inc.. ACE Diversified Capital, Inc. is a Corporation formed on July 31, 1996. They are approved in California and have one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Suhnghun Seong’s Registration & Firm History

CA

08/20/2009 - Present

ACE Diversified Capital, Inc. (LOS ANGELES CA)

CA

08/09/2004 - 09/28/2009

ETECH SECURITIES, INC. (LOS ANGELES CA)

CA

04/18/2002 - 08/30/2004

HANMI SECURITIES, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 04/23/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Suhnghun Seong. Review regulatory record here.
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