Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sugui? Claim Your ProfileSugui Fung is a financial professional with experience in the securities industry. Sugui is currently registered with Morgan Stanley Distribution, Inc., Prime Dealer Services Corp., Wealthpenn.comllc, and Morgan Stanley & Co. LLC. Sugui holds the Series 99TO and SIE licenses. Sugui has previously been registered with E*TRADE SECURITIES LLC. Sugui has been in the industry since March 9, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/19/2023 - Present
Morgan Stanley Distribution, Inc. (NEW YORK NY)
NJ
07/19/2023 - 09/05/2023
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 03/10/2022
Series 99TO - Operations Professional Examination
BC
Issued 03/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Sugui Fung is the right advisor for you? Invested Better is here to help.
