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Sugey E Horsch

Cetera Advisor Networks LLC

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About Sugey E Horsch

Sugey Horsch is a financial professional with over a decade of experience in the industry. Sugey has a strong background in securities and has held various roles at prominent firms including Citigroup Global Markets Inc., Santander Securities LLC, and Mutual of America Securities LLC. Sugey is currently registered with Cetera Advisor Networks LLC, a leading independent broker-dealer, and holds several licenses and certifications, including Series 7, Series 63, SIE, and Series 99TO.

Firm Information

Sugey Horsch is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sugey Horsch’s Registration & Firm History

NJ

10/02/2023 - Present

Cetera Advisor Networks LLC (Manasquan NJ)

NJ

06/24/2020 - 05/08/2023

MUTUAL OF AMERICA SECURITIES LLC (Neptune NJ)

NJ

06/24/2020 - 11/10/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (PARSIPPANY NJ)

NY

10/24/2017 - 06/19/2020

CITIGROUP GLOBAL MARKETS INC. (New York NY)

NJ

12/06/2016 - 09/29/2017

SANTANDER SECURITIES LLC (Florham Park NJ)

NJ

04/22/2016 - 11/17/2016

EF LEGACY SECURITIES, LLC (PARAMUS NJ)

NJ

04/25/2014 - 04/22/2016

SANDERS MORRIS HARRIS LLC (PARAMUS NJ)

NJ

10/01/2012 - 10/07/2013

J.P. MORGAN SECURITIES LLC (LYNDHURST NJ)

NY

06/01/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NJ

02/14/2008 - 06/06/2011

DAVID LERNER ASSOCIATES, INC. (TEANECK NJ)

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Licenses & Designations

BC

Issued 08/21/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/18/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sugey E Horsch. Review regulatory record here.
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