Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sugein? Claim Your ProfileSugein Vasquez is a financial advisor with over 18 years of experience in the industry. Sugein is currently registered with Citigroup Global Markets Inc. and has previously held positions with J.P. MORGAN SECURITIES LLC, Legg Mason Investor Services, LLC, and Advanced Planning Securities, INC. Sugein specializes in providing investment advisory services and financial planning to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Sugein's expertise spans multiple investment areas, including asset allocation advice, security ratings, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/21/2022 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
12/17/2014 - 08/27/2022
J.P. MORGAN SECURITIES LLC (New York NY)
NY
01/07/2010 - 11/13/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CT
12/01/2005 - 12/21/2009
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
05/22/2003 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/13/2002 - 02/12/2003
ADVANCED PLANNING SECURITIES, INC. (SMITHTOWN NY)
NY
05/29/2001 - 06/22/2001
JOSEPHTHAL & CO., INC. (NEW YORK NY)
IA
Issued 11/21/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2016
Series 4 - Registered Options Principal Examination
BC
Issued 11/24/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/03/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/09/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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