Unclaimed
Suet pik Chai is a financial professional with Cetera Investment Services LLC. Suet pik Chai has been in the industry since September 12, 2017. Suet pik Chai is licensed to sell securities in California. Suet pik Chai holds Series 6 and Series 63 licenses. Suet pik Chai is also licensed to sell investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/13/2017 - Present
Cetera Investment Services LLC (SAN FRANCISCO CA)
BC
Issued 01/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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