Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sue? Claim Your ProfileSue Tompkins is a financial advisor with over 16 years of experience in the financial services industry. Sue is registered with Wells Fargo Advisors Financial Network, LLC and has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Barnett Investments, Inc. Sue is a Series 66 and Series 7 licensed professional. Sue has a background in accounting and is a Certified Public Accountant (CPA). Sue offers investment consulting services to institutional clients, along with financial planning and portfolio management for individuals and businesses. Sue is dedicated to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
07/01/2019 - Present
Wells Fargo Advisors Financial Network, LLC (VERO BEACH FL)
FL
03/04/2009 - 07/02/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VERO BEACH FL)
FL
03/12/1996 - 03/31/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
BOTH
Issued 02/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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