Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sue? Claim Your ProfileSue Ann Swank-ripple is an experienced financial professional who has been in the industry since 1984. Sue Ann is currently registered with Lincoln Investment and Capital Analysts. Previously, Sue Ann has worked for a number of firms including GREAT AMERICAN ADVISORS, INC., VERITRUST FINANCIAL, LLC and ARAGON FINANCIAL SERVICES, INC. Sue Ann has a variety of licenses and certifications including Series 7, Series 26, and Series 63. Sue Ann offers a variety of financial services including financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
08/02/2010 - Present
Lincoln Investment (GREENVILLE OH)
OH
08/20/2002 - 08/02/2010
GREAT AMERICAN ADVISORS, INC. (GREENVILLE OH)
TX
04/22/2002 - 09/13/2002
VERITRUST FINANCIAL, LLC (AUSTIN TX)
CA
07/27/1992 - 04/22/2002
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
CA
02/05/1990 - 08/13/1992
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
02/05/1990 - 08/13/1992
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
CA
06/10/1988 - 12/31/1989
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
06/10/1988 - 12/31/1989
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NA
04/18/1984 - 05/13/1988
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
BC
Issued 10/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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