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Sue ann Donges

THE O.n. Equity Sales Co.

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About Sue ann Donges

Sue ann Donges is a financial professional with over 19 years of experience in the industry. Sue ann is currently registered with The O.n. Equity Sales Co., and has been with the firm since December 2013. Prior to that, Sue ann held positions at Ameritas Investment Corp. and Carillon Investments, Inc. Sue ann holds Series 6, 26, and 63 licenses. Sue ann is registered in Kentucky.

Firm Information

Sue ann Donges is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sue ann Donges’s Registration & Firm History

OH

12/03/2013 - Present

THE O.n. Equity Sales Co. (Cincinnati OH)

OH

06/30/2006 - 11/18/2013

AMERITAS INVESTMENT CORP. (CINCINNATI OH)

OH

06/07/2004 - 06/30/2006

CARILLON INVESTMENTS, INC. (CINCINNATI OH)

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Licenses & Designations

BC

Issued 07/11/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sue ann Donges.
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