Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sue? Claim Your ProfileSue Ann Bunner is a Registered Representative and Investment Advisor Representative with Calton & Associates, Inc. Sue Ann has been in the industry for over 40 years and has experience in a variety of financial services, including investment banking, options trading, and portfolio management. Sue Ann is also a registered principal with Series 4, 9, 10, and 24 licenses. Sue Ann holds licenses in Alabama, California, New Mexico, New York, Oregon, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
09/02/2011 - Present
Calton & Associates, Inc. (Austin TX)
TX
03/01/2005 - 09/30/2011
CHOICE INVESTMENTS, INC. (AUSTIN TX)
CA
09/03/2003 - 02/24/2005
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
TX
11/30/2000 - 10/15/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
02/16/2000 - 08/29/2000
JANUS DISTRIBUTORS, INC. (DENVER CO)
IA
07/02/1999 - 03/09/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MO
03/26/1982 - 02/24/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 09/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2014
Series 4 - Registered Options Principal Examination
BC
Issued 08/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 05/20/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 01/05/1983
Series 5 - Interest Rate Options Examination
BC
Issued 03/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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