Unclaimed
Sue Ann Brenner is a registered representative with Stifel, Nicolaus & Company, Inc.. Sue has been in the securities industry since September 8, 2008. Sue is registered in 46 states and has passed the Series 66, Series 7 and SIE exams. Sue previously worked at WELLS FARGO CLEARING SERVICES, LLC and CENTENNIAL SECURITIES COMPANY, LLC. Stifel, Nicolaus & Company, Inc. is a large, well-established firm that offers a wide range of financial services. Sue has a strong track record of success and a commitment to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
11/27/2017 - Present
Stifel, Nicolaus & Company, Inc. (PORTAGE MI)
MI
04/09/2012 - 02/27/2017
WELLS FARGO CLEARING SERVICES, LLC (PORTAGE MI)
MI
09/09/2008 - 05/14/2012
CENTENNIAL SECURITIES COMPANY, LLC (ST JOSEPH MI)
BOTH
Issued 10/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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