Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sudip? Claim Your ProfileSudip Dhingra is a registered representative with Citizens JMP Securities, LLC. Sudip has been in the securities industry since 2014 and has worked for several firms including Citizens Capital Markets, Citizens Securities, Inc., and Banc of America Securities LLC. Sudip holds Series 7, Series 79, and Series 63 licenses and the SIE exam. Sudip is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/01/2023 - Present
Citizens JMP Securities, LLC (BOSTON MA)
MA
05/16/2016 - 08/01/2023
CITIZENS CAPITAL MARKETS (BOSTON MA)
PA
07/18/2014 - 05/16/2016
CITIZENS SECURITIES, INC. (PLYMOUTH MEETING PA)
MA
06/20/2007 - 11/30/2007
BANC OF AMERICA SECURITIES LLC (BOSTON MA)
BC
Issued 03/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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