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Sudhanshu Pardasani

SG Americas Securities, LLC

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About Sudhanshu Pardasani

Sudhanshu Pardasani is a financial professional with over 12 years of experience in the industry. Currently, Sudhanshu is registered with SG Americas Securities, LLC. Sudhanshu has held previous roles at RBC Capital Markets, LLC, RBS Securities Inc., and Bear, Stearns & Co. Inc. Sudhanshu holds FINRA Series 3, 7, and 63 licenses as well as the Securities Industry Essentials (SIE) exam. Sudhanshu is licensed in all 50 states and the District of Columbia.

Firm Information

Sudhanshu Pardasani is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sudhanshu Pardasani’s Registration & Firm History

NY

05/16/2022 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

08/08/2017 - 05/17/2022

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

CT

12/03/2010 - 08/14/2017

RBS SECURITIES INC. (STAMFORD CT)

NY

05/13/2008 - 07/18/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/29/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2017

Series 3 - National Commodity Futures Examination

BC

Issued 12/02/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sudhanshu Pardasani.
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