Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sudha? Claim Your ProfileSudha R Bhat is an investment advisor representative with Tiaa-Cref Individual & Institutional Services, LLC. Sudha has been working in the financial services industry since December 2003. Sudha holds a Series 7, Series 66, and Series SIE securities licenses. Sudha is registered in North Carolina. Previously, Sudha worked for World Group Securities, Inc. and AXA Advisors, LLC. Sudha's firm primarily serves corporations or other businesses, individuals other than high-net-worth individuals, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
10/28/2013 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
GA
04/16/2009 - 10/01/2010
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
08/15/2000 - 04/04/2008
AXA ADVISORS, LLC (ALPHARETTA GA)
BOTH
Issued 10/28/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sudha Bhat is the right advisor for you? Invested Better is here to help.
